In the
United States Court of Appeals
For the Seventh Circuit

No. 95-3253

CHRISTOPHER W. NEUMANN,

Plaintiff-Appellant,

v.

EURIAL K. JORDAN, Administrator, Division of Probation
and Parole, and JAMES DOYLE, Attorney General for the
State of Wisconsin,

Defendants-Appellees.


Appeal from the United States District Court
for the Eastern District of Wisconsin.
No. 94 C 449--J.P. Stadtmueller, Chief Judge.


ARGUED FEBRUARY 13, 1996--DECIDED MAY 28, 1996


   Before CUMMINGS, BAUER, and MANION, Circuit Judges.

   BAUER, Circuit Judge.  Christopher Neumann appeals
the district court's denial of his 28 U.S.C. sec. 2254 petition
for a writ of habeas corpus. We affirm.

BACKGROUND

   The facts of the case, as related by the Wisconsin Ap-
pellate Court, are not in dispute. Given that the follow-
ing analysis is fact-intensive, we will describe them in
detail. Neumann was convicted of two counts of sexually
assaulting J.H., a woman he had been dating for two
years. The relationship was intimate and Neumann and
J.H. had engaged in consensual sexual intercourse prior
to the night of the assault. At the time of the assault,
both Neumann and J.H. were college students. The rela-
tionship was somewhat rocky and the couple was prone
to loud arguments. However, prior to the assault, Neu-
mann had never physically abused J.H.

   On the night of November 9, 1990, Neumann and J.H.
attended a formal fraternity dance, at which Neumann be-
came heavily intoxicated. At a post-dance party at a near-
by hotel, Neumann began yelling at J.H. and then insti-
gated a fistfight with another party goer. A short time
later, Neumann was removed from the party by a hotel
security guard. Neumann called J.H. from the lobby, but
she refused to leave with him. At trial, another frater-
nity member, Marty Karrels, testified that his girlfriend
asked him to give J.H. a ride home from the party be-
cause J.H. was afraid of Neumann. Karrels escorted J.H.
to the lobby where they encountered Neumann. J.H. was
visibly frightened of Neumann. To avoid a fight with
Neumann, Karrels agreed to give Neumann a ride home.
Neumann sat in the backseat, while J.H. was in the front
between Karrels and his girlfriend.

   When they arrived at Neumann's apartment, Neumann
got out of the two-door car and then reached across Kar-
rels' girlfriend, grabbed J.H.'s arm, and pulled her out
of the car with such force that Karrels' girlfriend and J.H.
ended up on the ground. When Karrels got out to confront
Neumann, J.H. began running away without her purse
or shoes. Neumann ran after J.H., but Karrels and his
entourage got back in the car and drove home. Upon
arriving home, they called the police to report the
incident.

   Meanwhile, Neumann caught J.H., forced her back to
his apartment building, and dragged her up the stairs to
his second floor unit. One of Neumann's roommates,
James Shaw, testified that Neumann and J.H. came into
the apartment around 3:00 a.m. and that they were argu-
ing. He had seen them argue before, but this was "dif-
ferent." According to Shaw, Neumann was a big guy who
became aggressive when drunk. Shaw heard Neumann tell
J.H. in a stern voice to go into his bedroom. After the
bedroom door was closed, the arguing got louder so Shaw
or one of the other roommates turned up the volume on
the stereo.

   J.H. testified that once in the bedroom, she ran to the
window and screamed for help. Neumann sat on her to
restrain her (he outweighed her by almost 100 pounds),
and threatened to break her jaw--J.H. was a flutist--if
she did not keep quiet. He also bit her hand in order to
prevent her from playing the flute. Then, Neumann started
kissing J.H. and told her that he was going to humiliate
her. He took her pants off, and forcefully penetrated her
vagina, first with his finger, and then with his penis.


   After the assault, J.H. thought she could escape when
Neumann fell asleep. He eventually did, but J.H. also
drifted off because she was so exhausted by the struggle.
When she awoke, she thought about running outside, but
she was only wearing underwear and a t-shirt. She tried
to wake up Neumann's roommates and went to the phone
to call for help. Before she could dial 911, Neumann
grabbed her and dragged her back to his bedroom. She
eventually fell back asleep.

   When Shaw awoke in the living room, he heard more
arguing and loud noises coming from Neumann's room.
He saw J.H. open the door and try to crawl out of the
room wearing only underwear and a t-shirt. J.H. pleaded
with Shaw to help her. Neumann was lying on the floor
behind J.H. holding onto her leg. According to Shaw, J.H.
looked distressed and upset and obviously had been cry-
ing. Neumann asked his roommates if they wanted to see
J.H. naked and lifted her shirt. Shaw testified that al-
though he had seen them argue before, this was "some-
thing different." Finally, Shaw and the other roommates
got involved and Neumann allowed J.H. to leave. 

   A friend of J.H., Lisa B., testified that J.H. arrived at
Lisa's apartment that morning looking "beat up." Her
face was red, she had multiple bruises, and she had teeth
marks on her hands. Lisa and her boyfriend wrapped J.H.
in a blanket, comforted her, and then took her to the
police station. Later that same day, Shaw asked Neumann
about what had happened. Neumann said that he had
tried to kiss J.H. and that she started to scream rape.
Shaw testified that he had seen J.H. "joke around"
before, but that she was not joking that morning.

   Neumann was the only defense witness. He testified
that he had practically no memory of the events in question. He
did not remember leaving the dance, or the events
that followed. He did not even remember discussing the
events with Shaw the next day. He testified, however, that
he never would have sexually assaulted J.H. because he
loved her and believed that they would someday marry.

   Prior to trial, the court ruled that evidence of Neumann
and J.H.'s prior sexual relationship was admissible at trial
on the issue of consent. This was correct under the Wis-
consin rape shield law. Wis. Stat. sec. 972.11(2)(b)(1). How-
ever, after the close of evidence, the judge instructed the
jury that they could not consider the couple's prior sexual
relationship in deciding whether J.H. had consented to sex
with Neumann. This was error under Wisconsin law. State
v. Neumann, 179 Wis.2d 687, 508 N.W.2d 54, 60 (Wis.App.
1993), rev. denied, 513 N.W.2d 406 (Wis. 1994). The jury
returned a guilty verdict on both counts of sexual assault.
The court sentenced Neumann to four years imprisonment
to be followed by four years of probation. On appeal, the
Wisconsin Appellate Court held that the pertinent instruction had
been error, but that it was harmless. Id., 508 N.W.2d
at 61. Neumann's federal habeas petition followed.

ANALYSIS
   Federal courts are authorized to grant a writ of habeas
corpus when a person is held in custody under a state
court judgment in violation of the United States Constitu-
tion. 28 U.S.C. sec. 2254. In reviewing the state court pro-
ceedings, we presume that the factual findings of the state
court are correct if those findings follow a hearing on
the merits and are fairly supported by the record. See
Kavanagh v. Berge, 73 F.3d 733, 735 (7th Cir. 1996). We
review the district court's findings of fact under a clear-
ly erroneous standard. Id. We review the merits of the
district court's legal conclusions de novo. Id.

A.  Erroneous Rape Shield Instruction

   Neumann concedes that the fact that the Wisconsin Ap-
pellate Court found the trial court's instruction erroneous
under Wisconsin law is not dispositive for purposes of this
case because a violation of state law does not necessarily
violate the Constitution. Estelle v. McGuire, 502 U.S. 62,
67 (1991). However, a state law violation may be so ex-
treme as to rise to the level of a due process violation
"if it created a serious risk of convicting an innocent per-
son." Eaglin v. Welborn, 57 F.3d 496, 501 (7th Cir.) (en
banc), cert. denied, 116 S. Ct. 421 (1995), citing Estelle,
502 U.S. at 72.

   As a general matter, the trial court's instruction very
well could create a risk of convicting an innocent person.
The issue at rape trials often comes down to the credibil-
ity of the victim against that of the defendant. Where the
victim and defendant had a prior sexual relationship, the
issue of consent especially may be highlighted. Assuming
a defendant raises the defense of consent and introduces
evidence of a prior sexual relationship between the defen-
dant and the victim, it is highly destructive to the defense
to eliminate such evidence from the jury's consideration.
But that is only in the abstract. Neumann's case was very
different.

   After carefully reviewing the record, we conclude that
the trial court's state law error did not create a risk of
convicting an innocent man. In other words, the evidence
against Neumann was overwhelming. First, in contrast
to many "date-rape" prosecutions, Neumann's defense was
not actually that the victim had consented. Instead, Neu-
mann testified that he did not remember any of the events
of the night in question because he had been too drunk.
Nevertheless, he testified that he never would have raped
the victim because he loved her and planned on marry-
ing her. Neumann argues now that the prior sexual rela-
tionship was crucial to the case because "it was not at
all uncommon for them to fight like cats and dogs and
soon thereafter engage in consensual, non-violent sexual
intercourse." The Wisconsin Appellate Court rightly re-
jected this argument by pointing out that "no evidence
was presented which could reasonably support such a de-
piction of the couple's prior sexual relationship." Neu-
mann, 508 N.W.2d at 61.

   Neumann takes issue with the district court's finding
that the evidence of the couple's prior sexual relationship
was not "vital" to Neumann's defense and therefore the
faulty instruction was not unconstitutional. Neumann
points us to a line of cases which he says indicates that
any state court evidentiary ruling that excludes evidence
relevant to a defendant's defense is unconstitutional. See
Washington v. Texas, 388 U.S. 14, 19 (1967). This is
simply wrong. First, this case does not involve the ex-
clusion of evidence but a faulty jury instruction. Second,
the faulty instruction limited the jury's consideration of
the couple's prior sexual relationship only in so far as it
related to consent. The trial court permitted the jury to
consider the evidence with respect to the issues of force
or violence. The Wisconsin Appellate Court considered
this factor to be dispositive in its harmless error analysis
because there was no evidence that J.H. had ever con-
sented to sex under the use or threat of violence prior
to the assault. Neumann, 508 N.W.2d at 61. We consider
this significant in reaching our conclusion that the errone-
ous jury instruction did not rise to the level of a constitu-
tional violation.

   Finally, and most importantly, the Supreme Court, as
well as this court, has been resolute in ruling that errors
of state law, especially errors based on a trial court's
evidentiary rulings or jury instructions, do not, in and of
themselves, violate the Constitution. See, e.g., Estelle, 502
U.S. at 67; Eaglin, 57 F.3d at 501. At bottom, Neumann's
claim fails because the jury instruction precluded the jury
from considering evidence that was only marginally signifi-
cant when compared to the overwhelming weight of con-
trary evidence. J.H.'s prior consent does not imply, by
itself, that she consented on the night in question. Tyson
v. Trigg, 50 F.3d 436, 448-49 (7th Cir. 1995), cert. denied,
116 S. Ct. 697 (1996). Neumann failed to present any evi-
dence that contradicted the compelling testimony of the
various witnesses about the incident. Neumann's argument
that the case really came down to his word against the
victim's is worthless. "As in most rape cases, the key
witness, and only eyewitness . . . was the victim of the
alleged rape." Sandoval v. Acevedo, 996 F.2d 145, 148
(7th Cir.), cert. denied, 114 S. Ct. 307 (1993). But here,
there was more--much more. The prosecution presented
the compelling testimony of disinterested witnesses who
observed Neumann's behavior before and after the rape.
Their testimony buttresses J.H.'s testimony. Neumann did
not contradict this evidence, he merely claimed that he
was too drunk to remember. Even if the jury had been
permitted to consider the allegedly "vital" evidence of the
couple's prior sexual conduct vis-a-vis consent, the jury
would have returned with the identical verdict. The trial
court's instruction did not rise to the level of constitu-
tional error.

CONCLUSION

   For the foregoing reasons, we affirm the judgment of
the district court.

AFFIRMED.